Matthew Riordan
Matthew Riordan is a registered investment advisor at Raymond James & Associates, INC., based in Westlake Village, CA, with 20 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
3027 Townsgate Rd, Suite 100, Westlake Village, CA, 91361
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Matthew is involved in personal/private investment activities since 2022, dedicating minimal time to it. This activity is investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Securities LLCBroker
UBS Financial Services INC.Broker
State Registrations1 state
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