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Ashley Williams

21 Years of Experience
Mount Juliet, TN
Broker

Ashley Williams is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Mount Juliet, TN, with 21 years of industry experience. Ashley operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

Mount Juliet, TN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ashley is the landlord of a townhome, renting it to her mother since May 2025. This investment-related activity requires minimal time.

Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
July 2011 - Present · 14 yrs 10 mos
Northwestern Mutual Investment Services,llc
July 2011 - Present · 14 yrs 10 mos
Northwestern Mutual Investment Services, LLC
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Morgan Keegan & Company, INC.
April 2006 - June 2011 · 5 yrs 2 mos
Morgan Keegan & Company, INC.Broker
October 2005 - June 2011 · 5 yrs 8 mos
Suntrust Investment Services, INC.Broker
March 2005 - October 2005 · 7 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.