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Scott Bryant

PNC Wealth Management
20 Years of Experience
Palm Springs, CA
3 DisclosuresBroker
View SEC Summary
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Scott Bryant is a registered investment advisor at PNC Wealth Management, based in Palm Springs, CA, with 20 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 164,105 clients with $30B in assets under management.

PNC Wealth Management
Compensation
Fee-Only (% of Portfolio)
Firm Size
1167 advisors
Number of Clients
164,105 clients
Average Client Portfolio
$184K average
Assets Under Management
$30.3B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.85%

An annual fee of 0.85% applies to all accounts regardless of size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

420 South Palm Canyon Drive, Palm Springs, CA, 92262

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
October 2021
Judgment / Lien
April 2021
Regulatory
July 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
PNC Wealth Management
October 2022 - Present · 4 yrs
PNC Wealth Management LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
PNC Investments
September 2022 - October 2022 · 1 mo
J.P. Morgan Securities LLC
April 2021 - September 2022 · 1 yr 5 mos
J.P. Morgan Securities LLCBroker
March 2021 - September 2022 · 1 yr 6 mos
Prudential Financial Planning Services
June 2019 - February 2021 · 1 yr 8 mos
Pruco Securities, LLC.Broker
June 2019 - February 2021 · 1 yr 8 mos
TD Ameritrade, INC.
December 2013 - January 2019 · 5 yrs 1 mo
TD Ameritrade, INC.Broker
December 2013 - January 2019 · 5 yrs 1 mo
TD Ameritrade Investment Management, LLC
December 2013 - January 2019 · 5 yrs 1 mo
VALIC Financial Advisors, INC.
June 2009 - November 2013 · 4 yrs 5 mos
VALIC Financial Advisors, INC.Broker
June 2009 - November 2013 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
May 2008 - February 2009 · 9 mos
Wachovia Securities, LLC
May 2008 - February 2009 · 9 mos
Edward Jones
January 2007 - April 2008 · 1 yr 3 mos
Edward JonesBroker
January 2007 - April 2008 · 1 yr 3 mos
Waddell & Reed, INC.
December 2006 - January 2007 · 1 mo
Waddell & Reed, INC.Broker
December 2006 - January 2007 · 1 mo
Wm Financial Services, INC.
August 2006 - October 2006 · 2 mos
Wm Financial Services, INC.Broker
August 2006 - October 2006 · 2 mos
Banc of America Investment Services, INC.Broker
July 2005 - May 2006 · 10 mos
Banc of America Investment Services, INC.
July 2005 - May 2006 · 10 mos
Wells Fargo Investments, LLC
December 2004 - June 2005 · 6 mos
Wells Fargo Investments, LLCBroker
October 2004 - June 2005 · 8 mos
State Registrations6 states
AZCAFLNJTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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