Nancy Molina is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
October 2018 - Present · 7 yrs 7 mos
Morgan Stanley
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
August 2018 - October 2018 · 2 mos
UBS Financial Services INC.Broker
August 2018 - October 2018 · 2 mos
Morgan Stanley
February 2016 - July 2018 · 2 yrs 5 mos
Morgan StanleyBroker
February 2016 - July 2018 · 2 yrs 5 mos
J.P. Morgan Securities LLC
January 2011 - February 2016 · 5 yrs 1 mo
J.P. Morgan Securities LLCBroker
June 2009 - February 2016 · 6 yrs 8 mos
UBS Financial Services INC.Broker
October 2007 - July 2009 · 1 yr 9 mos
Npb Financial Group, LLCBroker
April 2006 - May 2007 · 1 yr 1 mo
National Planning CorporationBroker
April 2005 - May 2006 · 1 yr 1 mo
Wachovia Securities, LLCBroker
November 2004 - April 2005 · 5 mos
State Registrations26 states
ARAZCACOCTDCDEFLHIIDILKYLAMAMDMINCNJNVNYORTNTXWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.