Ernest Rosa
Ernest Rosa is a registered investment advisor at Greybridge Private Wealth, based in San Antonio, TX, with 6 years of industry experience. Ernest operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.0M | 1.00% |
| $1.0M - $3.0M | 0.85% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.50% |
Fees negotiable for accounts over $10,000,000. If VWP utilizes an Outside Manager, the above fee schedule does not include the Outside Manger’s advisory fees, billing schedule, and payment procedures are set forth in their separate written disclosure documents, advisory agreements, and/or the account opening documents of your Custodian. At no point will the combined fee charge to the Client exceed 3% of assets under management.
Fee Estimator
Location
7550 W Interstate 10, Suite 800-1459, San Antonio, TX, 78229
Get directionsHistory
Regulatory History (1)
Judgment / Lien
December 2014Other Business ActivitiesSells Insurance
Ernest is an independent insurance agent with Visionary Financial since 2015, selling life, disability, employee benefits, property and casualty, fixed annuities, and health insurance. He dedicates a few hours per week to this activity, with slightly less time spent during SEC trading hours.
Employment History
Current Registrations
Greybridge Private Wealth
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
MML Investors Services, LLC
MML Investors Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.