SB
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Sarah Battaglia is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113
Get directionsHistory
Regulatory History (1)
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Financial
December 2021Pending
Other Business Activities
Sarah works as a figure skating coach for the Vegas Golden Knights Skating Academy and provides translation consulting services for A&People Corporation. These activities take a few hours per week.
Employment History
Current Registrations
Morgan StanleyBroker
June 2024 - Present · 2 yrs 1 mo
Morgan Stanley
June 2024 - Present · 2 yrs 1 mo
Previous Registrations
Fidelity Personal and Workplace Advisors
January 2023 - May 2024 · 1 yr 4 mos
Fidelity Brokerage Services LLCBroker
December 2022 - May 2024 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2021 - October 2022 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2020 - October 2022 · 1 yr 10 mos
Morgan Stanley & CO. LLCBroker
December 2004 - May 2015 · 10 yrs 5 mos
State Registrations23 states
AZCACODEFLGAHIIAILINKSMIMONHNJNVNYORTXUTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.