Ankit Shah is a CFP-designated registered investment advisor, based in Pleasanton, CA, with 20 years of industry experience. Ankit is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7011 Koll Center Parkway, Suite 260, Pleasanton, CA, 94566
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ankit sells fixed insurance under the name 'Ankit Shah' from the branch location. This activity is investment related as a registered representative of MSEC, LLC.
Employment History
Current Registrations
Msec, LLCBroker
Mariner
Previous Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Financial Telesis, INC.
Financial Telesis INCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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