James Casey is a registered investment advisor at LPL Financial LLC, based in Hamilton, MI, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Hamilton, MI
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Securities America Advisors, INC.
Securities America, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
Edward Jones
Edward JonesBroker
J.P. Morgan Securities INC.Broker
J.p.morgan Securities INC.
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations6 states
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