CE
CFP
CE
CFP

Christopher Evans

19 Years of Experience
Scottsdale, AZ
7 DisclosuresBroker

Christopher Evans is a CFP-designated registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 19 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 817,328 clients with $300B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2210 advisors
IM Fee
Planning only
Assets Under Management
$300.4B

Fee Structure

Vanguard Situational Advisor offers a one-time financial plan consultation for a fee:

  • New Model: $250, potentially paid by the participant, the plan sponsor, or a combination of both.
  • Legacy Model:
    • $250 for participants with $50,000 to $500,000 in total Vanguard assets.
    • $1,000 for participants with less than $50,000 in total Vanguard assets. Fee waivers are available for participants with over $500,000 in total Vanguard assets or who are over age 55.
One-Time Plan:$250 - $1,000
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Location

14321 N Northsight Blvd, Scottsdale, AZ, 85260

Get directions

History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Closed-No Action
Financial
July 2018
Final
Financial
July 2018
Final
Financial
June 2018
Final
Financial
May 2018
Final
Financial
April 2018
Final
Financial
October 2016
Final
Other Business Activities

Christopher is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be his primary employment.

Employment History
Current Registrations
Vanguard Advisers, INC.
December 2017 - Present · 8 yrs 5 mos
Vanguard Marketing Corporation
October 2014 - Present · 11 yrs 7 mos
Vanguard Marketing CorporationBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Country Capital Management CompanyBroker
November 2013 - August 2014 · 9 mos
Charles Schwab & CO., INC.Broker
January 2009 - July 2012 · 3 yrs 6 mos
Charles Schwab & CO., INC.
January 2009 - July 2012 · 3 yrs 6 mos
AXA Advisors, LLC
May 2005 - July 2008 · 3 yrs 2 mos
AXA Advisors, LLCBroker
November 2004 - July 2008 · 3 yrs 8 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Evans - Financial Advisor | TrueAdvisor