CB
CB

Christopher Barton

18 Years of Experience
Charlotte, NC
Broker

Christopher Barton is a registered investment advisor at UBS Financial Services INC., based in Charlotte, NC, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

11325 North Community House Road, Suite 600, Charlotte, NC, 28277

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Christopher is an owner/partner of All Set Ventures LLC since 2017, which is involved in wholesale and brokerage of boats, power sports, and real estate, dedicating minimal time to this activity. This activity is not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
May 2025 - Present · 1 yr 2 mos
UBS Financial Services INC.Broker
May 2025 - Present · 1 yr 2 mos
Previous Registrations
J.P. Morgan Securities LLC
August 2022 - May 2025 · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
July 2022 - May 2025 · 2 yrs 10 mos
Allstate Financial Advisors, LLC
December 2021 - June 2022 · 6 mos
Allstate Financial Services, LLCBroker
October 2021 - June 2022 · 8 mos
Hornor, Townsend & Kent, LLCBroker
January 2019 - May 2019 · 4 mos
AXA Advisors, LLC
October 2017 - February 2019 · 1 yr 4 mos
AXA Advisors, LLCBroker
September 2017 - February 2019 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - July 2017 · 5 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2011 - July 2017 · 5 yrs 8 mos
AXA Advisors, LLC
February 2007 - November 2011 · 4 yrs 9 mos
AXA Advisors, LLCBroker
May 2006 - November 2011 · 5 yrs 6 mos
J.P. Turner & Company, L.L.C.Broker
August 2004 - April 2006 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.