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Thomas Weiss

22 Years of Experience
Williamsville, NY
1 DisclosureBrokerSells Insurance

Thomas Weiss is a registered investment advisor at MML Investors Services, LLC, based in Williamsville, NY, with 22 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

5586 Main Street, Suite 202, Williamsville, NY, 14221

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Other Business ActivitiesSells Insurance

Thomas is a financial advisor providing group insurance and insurance policies not offered by MassMutual, including life, disability, property/casualty, long-term care, and fixed annuities. This takes a few hours per week.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
September 2004 - Present · 22 yrs 1 mo
State Registrations5 states
FLILNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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