DC
DC

Douglas Cormack

21 Years of Experience
West Grove, PA
1 DisclosureBrokerSells Insurance

Douglas Cormack is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in West Grove, PA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

861 West Baltimore Pike, West Grove, PA, 19390

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2007
Settled
Other Business ActivitiesSells Insurance

Douglas works at Fulton Bank and Fulton Financial Advisors, spending about half his time on investment sales and services. He also works as an agent for Specific Solutions, selling life insurance and dedicating a few hours per week to this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2009 - Present · 17 yrs 4 mos
Raymond James Financial Services, INC.Broker
February 2009 - Present · 17 yrs 5 mos
Previous Registrations
Wachovia Securities, LLC
October 2006 - March 2009 · 2 yrs 5 mos
Wachovia Securities, LLCBroker
October 2006 - March 2009 · 2 yrs 5 mos
PNC InvestmentsBroker
September 2005 - October 2006 · 1 yr 1 mo
PNC Investments
September 2005 - October 2006 · 1 yr 1 mo
Ameriprise Financial Services, INC.
May 2005 - September 2005 · 4 mos
Ids Life Insurance CompanyBroker
December 2004 - September 2005 · 9 mos
Ameriprise Financial Services, INC.Broker
December 2004 - September 2005 · 9 mos
State Registrations23 states
ALAZCACOCTDEFLGAIDINMDMENCNJNYORPASCTXVAVirgin IslandsWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Cormack - Financial Advisor | TrueAdvisor