Anna Kinsella is a registered investment advisor, based in Los Angeles, CA, with 19 years of industry experience.
Location
515 South Flower Street, Los Angeles, CA, 90071
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Tcw Investment Management Company LLC
March 2024 - Present · 2 yrs 1 mo
Tcw Funds Distributors LLCBroker
March 2024 - Present · 2 yrs 1 mo
Tcw Funds Distributors LLC
March 2024 - Present · 2 yrs 1 mo
Previous Registrations
Flexible Plan Investments LTD
March 2021 - February 2024 · 2 yrs 11 mos
Ceros Financial Services, INC.Broker
February 2021 - February 2024 · 3 yrs
Oppenheimer & CO. INC.
October 2018 - November 2020 · 2 yrs 1 mo
Oppenheimer & CO. INC.Broker
July 2018 - November 2020 · 2 yrs 4 mos
Icma-Rc Services, LLCBroker
August 2017 - June 2018 · 10 mos
Morgan StanleyBroker
July 2016 - December 2016 · 5 mos
Nuveen Securities, LLCBroker
May 2016 - July 2016 · 2 mos
Incapital LLCBroker
October 2015 - May 2016 · 7 mos
LPL Financial LLCBroker
May 2011 - September 2015 · 4 yrs 4 mos
Calamos Financial Services LLCBroker
May 2007 - March 2011 · 3 yrs 10 mos
Usf Securities, L.P.Broker
May 2006 - May 2007 · 1 yr
TD Waterhouse Investor Services, INC.Broker
March 2005 - June 2005 · 3 mos
Morgan Stanley Dw INC.Broker
October 2004 - February 2005 · 4 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.