Dinesh Sawal
Dinesh Sawal is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Jose, CA, with 21 years of industry experience. Dinesh operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
1905 the Alameda, San Jose, CA, 95126
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Regulatory History (1)
Customer Dispute
January 2023Other Business Activities
Dinesh owns commercial real estate since 2017 and a business entity to pay shared staff and office expenses since 2012, dedicating minimal time to each. He also serves on the board of directors for the Alameda County Library and as treasurer for an organization, spending minimal time on each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.