Dinesh Sawal
Dinesh Sawal is a registered investment advisor at Ameriprise Financial Services, LLC, based in San Jose, CA, with 21 years of industry experience. Dinesh is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
1905 the Alameda, San Jose, CA, 95126
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2023Other Business Activities
Dinesh owns commercial real estate since 2017 and a business entity to pay shared staff and office expenses since 2012, dedicating minimal time to each. He also serves on the board of directors for the Alameda County Library and as treasurer for an organization, spending minimal time on each.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Luzaida Pietri, CFPAmeriprise Financial Services, LLC
- Sarah Clish, CFPAmeriprise Financial Services, LLC
- James KirwanAmeriprise Financial Services, LLC
- Phuong PhamAmeriprise Financial Services, LLC
- David Farkouh, CFPAmeriprise Financial Services, LLC
- Leon RoatAmeriprise Financial Services, LLC