Megan Mooney is a CFA-designated registered investment advisor, based in Wayne, PA, with 16 years of industry experience.
Location
690 Lee Road, Wayne, PA, 19087
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Hartford Funds Distributors, LLC
September 2019 - Present · 6 yrs 10 mos
Hartford Funds Distributors, LLCBroker
September 2019 - Present · 6 yrs 10 mos
Hartford Funds
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
February 2017 - September 2017 · 7 mos
UBS Financial Services INC.Broker
November 2016 - September 2017 · 10 mos
Lincoln Investment Planning, LLC
March 2014 - December 2015 · 1 yr 9 mos
Capital Analysts
March 2014 - December 2015 · 1 yr 9 mos
Lincoln InvestmentBroker
November 2013 - December 2015 · 2 yrs 1 mo
Aberdeen Fund Distributors, LLCBroker
November 2009 - October 2013 · 3 yrs 11 mos
Nationwide Fund Distributors LLCBroker
November 2008 - October 2009 · 11 mos
Vanguard Marketing CorporationBroker
September 2004 - December 2006 · 2 yrs 3 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.