Yasmeen Mock is a registered investment advisor at Kimelman & Baird, LLC, based in New York, NY, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 260 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kimelman & Baird offers two investment management fee programs:
Asset Based Fee Program (ABFP):
- Under $1,000,000: 1.50% per year
- $1,000,000 - $5,000,000: 1.25% per year
- Over $5,000,000: 1.00% per year
This program covers investment advisory services, custody, trade execution, and settlement. There are no transaction costs.
Asset and Transactional Based Fee Program (ATBFP):
- Under $1,000,000: 1.25% per year (Equities), 0.25% per year (Fixed Income and Cash)
- Over $1,000,000: 1.00% per year (Equities), 0.25% per year (Fixed Income and Cash) on the first $5,000,000
- $5,000,001-$10,000,000: 0.75% per year (Equities), 0.25% per year (Fixed Income and Cash)
- Over $10,000,000: 0.50% per year (Equities), 0.25% per year (Fixed Income and Cash)
In addition to the above fees, clients pay transactional charges on each trade of $0.07 to $0.15 per share.
Location
800 Third Avenue, Suite 2300, New York, NY, 10022
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Yasmeen is a Finance Committee Member at Lifeway Network, providing financial oversight. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
Kimelman & Baird, LLC
Kimelman & Baird, LLCBroker
State Registrations1 state
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