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Daniel Fixler

20 Years of Experience
Broker

Daniel Fixler is a registered investment advisor at Pgim Investments LLC, based in Sudbury, MA, with 20 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Sudbury, MA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Pgim Investments LLC
January 2023 - Present · 3 yrs 3 mos
Prudential Investment Management Services LLC
January 2023 - Present · 3 yrs 3 mos
Prudential Investment Management Services LLCBroker
January 2023 - Present · 3 yrs 3 mos
Previous Registrations
John Hancock Investment Management LLC
October 2019 - January 2023 · 3 yrs 3 mos
John Hancock Investment Management Distributors LLCBroker
October 2019 - January 2023 · 3 yrs 3 mos
Signator Investors, INC.Broker
November 2013 - November 2018 · 5 yrs
Signator Investors, INC.
November 2013 - November 2018 · 5 yrs
MML Investors Services, LLC
March 2011 - November 2013 · 2 yrs 8 mos
MML Investors Services, LLCBroker
June 2009 - November 2013 · 4 yrs 5 mos
RBC Capital Markets Corporation
March 2009 - April 2009 · 1 mo
RBC Capital Markets CorporationBroker
March 2009 - April 2009 · 1 mo
Ferris, Baker Watts, LLC
August 2005 - March 2009 · 3 yrs 7 mos
Ferris, Baker Watts, LLCBroker
July 2005 - March 2009 · 3 yrs 8 mos
AXA Advisors, LLCBroker
September 2004 - July 2005 · 10 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.