JC
JC
Jacob Craton
12 Years of Experience
Palm Beach Gardens, FL
3 Disclosures
Jacob Craton is a registered investment advisor at Rollingwave Capital, based in Palm Beach Gardens, FL, with 12 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 67 clients with $21M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
67 clients
Average Client Portfolio
$313K average
Assets Under Management
$21.0M
Fee Structure
Minimum Investment:$250K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $750K | 1.75% |
| $750K - $1000K | 1.50% |
| $1M+ | 1.00% |
Fees may be negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Palm Beach Gardens, FL
Get directionsHistory
Regulatory History (3)
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Customer Dispute
January 2017Settled
Regulatory
January 2015Final
Employment Separation After Allegations
July 2012Employment History
Current Registrations
Rollingwave Capital
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Summit Financial Group INC
March 2013 - April 2013 · 1 mo
Summit Brokerage Services, INC.Broker
March 2013 - April 2013 · 1 mo
UBS Financial Services INC.
November 2007 - August 2012 · 4 yrs 9 mos
UBS Financial Services INC.Broker
October 2007 - August 2012 · 4 yrs 10 mos
Morgan Stanley & CO., Incorporated
April 2007 - August 2007 · 4 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - August 2007 · 4 mos
Morgan Stanley
October 2006 - April 2007 · 6 mos
Morgan Stanley Dw INC.Broker
August 2006 - April 2007 · 8 mos
Securian Financial Services, INC.Broker
October 2004 - June 2005 · 8 mos
State Registrations4 states
FLMINCTX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.