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Timothy Bailey

LPL Financial LLC
21 Years of Experience
Kalamazoo, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Timothy Bailey is a registered investment advisor at LPL Financial LLC, based in Kalamazoo, MI, with 21 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8067 Vineyard Pkwy, Kalamazoo, MI, 49009

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2012
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Timothy is involved with multiple DBAs for LPL business, including Bailey Investments Group and Honor Investment Services, dedicating significant time to these activities. He also engages in real estate rental and non-variable insurance activities, each requiring minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 11 mos
Previous Registrations
Infinex Investments, INC.
July 2016 - November 2017 · 1 yr 4 mos
Infinex Investments, INC.Broker
July 2016 - November 2017 · 1 yr 4 mos
Essex National Securities, LLC
September 2014 - July 2016 · 1 yr 10 mos
Essex National Securities, LLCBroker
January 2013 - July 2016 · 3 yrs 6 mos
Fifth Third Securities, INC.
May 2010 - February 2013 · 2 yrs 9 mos
Fifth Third Securities, INC.Broker
April 2010 - February 2013 · 2 yrs 10 mos
The Huntington Investment Company
October 2007 - March 2010 · 2 yrs 5 mos
The Huntington Investment CompanyBroker
September 2007 - March 2010 · 2 yrs 6 mos
Natcity Investments, INC.Broker
September 2005 - August 2007 · 1 yr 11 mos
American Express Financial Advisors INC.Broker
January 2005 - July 2005 · 6 mos
Ids Life Insurance CompanyBroker
January 2005 - July 2005 · 6 mos
State Registrations8 states
FLGAILINMIMSNCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Timothy Bailey - Financial Advisor | TrueAdvisor