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Tobie Rodriguez
17 Years of Experience
Westlake Village, CA
1 Disclosure
Tobie Rodriguez is a registered investment advisor at One Capital Management, LLC, based in Westlake Village, CA, with 17 years of industry experience. Tobie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 3,535 clients with $8.5B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
3,535 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$8.5B
Fee Structure
Minimum Investment:$500K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.95% |
| $1.0M - $2.0M | 1.65% |
| $2.0M - $5.0M | 1.35% |
| $5.0M - $10.0M | 1.15% |
| $10M+ | 1.00% |
Fees are negotiable. Family household accounts may be combined to determine breakpoints.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
3075 Townsgate Road, Suite 350, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2007Settled
Employment History
Current Registrations
One Capital Management, LLC
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Hbw Advisory Services LLC
March 2019 - April 2019 · 1 mo
Tamar Securities, LLC
September 2015 - March 2019 · 3 yrs 6 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2015 - March 2019 · 3 yrs 9 mos
PFS Investments INC.Broker
January 2014 - April 2015 · 1 yr 3 mos
PFS Investments INC.Broker
September 2011 - December 2013 · 2 yrs 3 mos
PFS Investments INC.Broker
August 2009 - September 2009 · 1 mo
PFS Investments INC.Broker
January 2005 - August 2007 · 2 yrs 7 mos
State Registrations2 states
CATX
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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