Lloyd Day
Lloyd Day is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Richmond, VA, with 21 years of industry experience. Lloyd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
3901 Westerre Pkwy, Ste 300, Richmond, VA, 23233
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Lloyd owns rental property since 1991 and dedicates minimal time to it. He may also earn commissions from selling non-variable life, health, annuity, and/or disability income insurance products from unaffiliated insurance companies. Lloyd is also the President of Pi Kappa Alpha Alumni Association, spending minimal time on this role.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.