KB
KB

Kole Bosworth

21 Years of Experience
Phoenix, AZ
Broker

Kole Bosworth is a registered investment advisor at Morgan Stanley, based in Phoenix, AZ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

Phoenix, AZ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Kole owns multiple rental properties in Dallas and Nashville, operating as a sole proprietor/owner. He dedicates minimal time outside of business hours to property management, and the compensation represents a small percentage of his annual income.

Employment History
Current Registrations
Morgan StanleyBroker
September 2021 - Present · 4 yrs 8 mos
Morgan Stanley
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Prospera Financial Services, INC.Broker
July 2021 - August 2021 · 1 mo
Prospera Financial Services, INC.
July 2021 - August 2021 · 1 mo
Morgan Stanley
March 2016 - July 2021 · 5 yrs 4 mos
Morgan StanleyBroker
March 2016 - July 2021 · 5 yrs 4 mos
Snowden Account Services, INC.Broker
January 2015 - March 2016 · 1 yr 2 mos
Snowden Capital Advisors LLC
January 2015 - March 2016 · 1 yr 2 mos
Citigroup Global Markets INC.
August 2014 - January 2015 · 5 mos
Citigroup Global Markets INC.Broker
August 2014 - January 2015 · 5 mos
Morgan Stanley
March 2013 - August 2014 · 1 yr 5 mos
Morgan StanleyBroker
March 2013 - August 2014 · 1 yr 5 mos
Rbs Securities INC.Broker
August 2011 - March 2013 · 1 yr 7 mos
Morgan Stanley Smith Barney LLC
September 2009 - August 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2011 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
November 2008 - June 2009 · 7 mos
Scottrade, INC.Broker
August 2005 - October 2008 · 3 yrs 2 mos
Fidelity Brokerage Services LLCBroker
October 2004 - August 2005 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.