JA
CFP
JA
CFP

Joseph Andrews

21 Years of Experience
Worcester, MA
Broker

Joseph Andrews is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Worcester, MA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

1 Mercantile Street, Suite 720, Worcester, MA, 01608

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2023 - Present · 3 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2009 - April 2023 · 13 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - April 2023 · 13 yrs 6 mos
Banc of America Investment Services, INC.
November 2007 - October 2009 · 1 yr 11 mos
Banc of America Investment Services, INC.Broker
October 2004 - October 2009 · 5 yrs
Quick & Reilly, INC.Broker
September 2004 - October 2004 · 1 mo
State Registrations27 states
AZCACOCTDEFLIDILMAMDMEMINCNHNJNVNYOHOKORPARISCVAVTWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.