RP
RP

Robert Pesce

17 Years of Experience
Fort Lauderdale, FL
1 DisclosureBroker

Robert Pesce is a registered investment advisor at Raymond James & Associates, INC., based in Fort Lauderdale, FL, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

201 E. Las Olas Blvd., Suite 1630, Fort Lauderdale, FL, 33301

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017
Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2015 - Present · 11 yrs 1 mo
Raymond James & Associates, INC.
January 2015 - Present · 11 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
The Gms Group, LLCBroker
August 2008 - January 2015 · 6 yrs 5 mos
State Registrations20 states
CACOCTFLILMAMDMIMNNCNHNJNYPASCTXUTVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.