Dominic Alto
Dominic Alto is a registered investment advisor at Hilltop Securities Asset Management, LLC, based in Dallas, TX, with 18 years of industry experience. Dominic is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 60 clients with $38B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
717 N. Harwood Street, Suite 3400, Dallas, TX, 75201
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hilltop Securities Asset Management, LLC
Hilltop Securities INC.Broker
Previous Registrations
Thornburg Investment Management INC
Thornburg Securities LLCBroker
Kbs Capital Markets Group LLCBroker
Bpv Capital Management, LLC
Foreside Fund Services, LLCBroker
Fs2 Capital Partners, LLCBroker
Nuveen Asset Management, LLC
Nuveen Securities, LLCBroker
Nuveen Fund Advisors, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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