EB
EB

Elliot Bloch

8 Years of Experience
Las Vegas, NV
Broker

Elliot Bloch is a registered investment advisor at Raymond James & Associates, INC., based in Las Vegas, NV, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

10801 W. Charleston Blvd, Suite 120, Las Vegas, NV, 89135

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
May 2024 - Present · 2 yrs
Raymond James & Associates, INC.Broker
May 2024 - Present · 2 yrs
Previous Registrations
RBC Capital Markets, LLC
November 2022 - May 2024 · 1 yr 6 mos
RBC Capital Markets, LLCBroker
October 2022 - May 2024 · 1 yr 7 mos
Bright Trading, LLCBroker
June 2009 - August 2010 · 1 yr 2 mos
RBC Capital Markets Corporation
January 2007 - February 2009 · 2 yrs 1 mo
RBC Capital Markets CorporationBroker
January 2007 - February 2009 · 2 yrs 1 mo
UBS Financial Services INC.
December 2005 - January 2007 · 1 yr 1 mo
UBS Financial Services INC.Broker
December 2005 - January 2007 · 1 yr 1 mo
M. L. Stern & CO, LLC.
November 2004 - November 2005 · 1 yr
M.L. Stern & CO., LLC.Broker
October 2004 - November 2005 · 1 yr 1 mo
State Registrations43 states
AKALAZCACOCTDEFLGAHIIAIDILINKSLAMAMDMEMIMNMOMSMTNCNENMNVNYOHOKORPAPRRISCSDTXUTVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.