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Elisabeth Traupman
20 Years of Experience
Purchase, NY
1 DisclosureBroker
Elisabeth Traupman is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
Get directionsHistory
Regulatory History (1)
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Customer Dispute
September 2009Denied
Employment History
Current Registrations
Morgan Stanley
December 2024 - Present · 1 yr 5 mos
Morgan StanleyBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
UBS Financial Services INC.
October 2021 - November 2024 · 3 yrs 1 mo
UBS Financial Services INC.Broker
October 2021 - November 2024 · 3 yrs 1 mo
Morgan Stanley
June 2016 - November 2021 · 5 yrs 5 mos
Morgan StanleyBroker
May 2016 - November 2021 · 5 yrs 6 mos
UBS Financial Services INC.Broker
August 2010 - April 2016 · 5 yrs 8 mos
Morgan Stanley Smith BarneyBroker
June 2009 - August 2010 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
December 2007 - June 2009 · 1 yr 6 mos
Icap Securities USA LLCBroker
January 2006 - December 2007 · 1 yr 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.