CS
CFP
CS
CFP

Christopher Shockley

21 Years of Experience
Indianapolis, IN
BrokerSells Insurance

Christopher Shockley is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Indianapolis, IN, with 21 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

8888 Keystone Crossing, Suite 1600, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher is an agent for Jackson National, selling fixed annuities since 2017. This requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLCBroker
March 2017 - Present · 9 yrs 7 mos
MML Investors Services, LLC
March 2017 - Present · 9 yrs 7 mos
Previous Registrations
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
April 2014 - January 2015 · 9 mos
New England SecuritiesBroker
April 2012 - January 2015 · 2 yrs 9 mos
New England Securities Corporation
April 2012 - October 2013 · 1 yr 6 mos
Oneamerica Securities, INC.
June 2006 - May 2012 · 5 yrs 11 mos
Oneamerica Securities, INC.Broker
January 2005 - May 2012 · 7 yrs 4 mos
State Registrations14 states
AZCAFLGAILINKYMIMNOHORSCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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