Kurt Petricek is a registered investment advisor at Zacks Investment Management, INC., based in Phoenix, AZ, with 19 years of industry experience. Kurt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,730 clients with $12B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Zacks Investment Management offers several investment programs with different fee structures.
Retail Wealth Management Program:
- Fees range from 1.80% to 1.00% annually, depending on the amount you invest. The fee is calculated based on the market value of your account at the end of the previous quarter and is paid quarterly in advance.
Global Tactical Strategy:
- Fees range from 0.95% to 0.70% annually, depending on the amount you invest. The fee is calculated based on the market value of your account at the end of the previous quarter and is paid quarterly in advance. Clients are responsible for all trading costs.
Premier Select Strategy:
- A flat fee of 1.50% annually on all assets managed. The fee is calculated based on the market value of your account at the end of the previous quarter and is paid quarterly in advance.
Zacks Strategies Direct:
- Fees range from 0.99% to 0.60% annually, depending on the amount you invest. The fee is deducted quarterly based on the assets managed in your account at the end of each calendar quarter.
Zacks Advantage:
- Fees range from 0.70% to 0.35% annually, depending on the amount you invest. The fee is charged monthly in arrears.
ZIM's fees may be negotiable. Clients may also incur trading costs and custodial fees. If your account is invested in mutual funds or exchange-traded funds, these funds charge separate management, trading, and administrative expenses.
Location
Phoenix, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Zacks Investment Management, INC.
Previous Registrations
Guggenheim Investments
Guggenheim Funds Distributors, LLCBroker
Lincoln Financial Distributors, INC.Broker
Nylife Distributors LLCBroker
Ing Funds Distributor, LLCBroker
Banc One Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.