Philip Carroll is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2025 - Present · 8 mos
Morgan StanleyBroker
September 2025 - Present · 8 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2021 - September 2025 · 4 yrs 3 mos
Charles Schwab & CO., INC.Broker
June 2021 - September 2025 · 4 yrs 3 mos
Hennion & Walsh Asset Management, INC.
March 2021 - May 2021 · 2 mos
Hennion & Walsh, INC.Broker
October 2020 - May 2021 · 7 mos
Financial Engines Advisors L.L.C.
October 2018 - August 2020 · 1 yr 10 mos
Ef Legacy Securities, LLCBroker
April 2016 - October 2018 · 2 yrs 6 mos
Edelman Financial Services, LLC
June 2012 - November 2018 · 6 yrs 5 mos
Sanders Morris Harris LLCBroker
February 2011 - April 2016 · 5 yrs 2 mos
Fidelity Brokerage Services LLCBroker
April 2007 - January 2011 · 3 yrs 9 mos
Fidelity Investments Institutional Services Company, INC.Broker
October 2006 - March 2007 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.