Paul Nelson is a CFP-designated registered investment advisor at Mariner, based in Woodland Hills, CA, with 21 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 11 more. Their firm serves 55,512 clients with $130B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.60% |
Fees are subject to negotiation. Subject to a minimum quarterly fee of $1,875. Certain alternative strategies and specialized accounts may incur separate strategy fees or third-party manager fees.
Fee Estimator
Location
21550 W. Oxnard Street, 3rd Floor, Woodland Hills, CA, 91367
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Paul sells fixed insurance as an agent and co-owns rental properties in Sylmar, CA. He also serves as President, Secretary, and CFO of Viewpoint Financial Advisors, Inc., spending minimal time on this role, which exists solely to hold shares of MWA Holdco, LLC.
Employment History
Current Registrations
Msec, LLCBroker
Mariner
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Financial Telesis, INC.
Financial Telesis INCBroker
Foothill Securities, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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