Jaime Malm
Jaime Malm is a registered investment advisor at Iron Horse Financial Services LLC, based in Mcpherson, KS, with 9 years of industry experience. Jaime operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 131 clients with $50M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Iron Horse Financial Services offers investment management through Gradient Investments, LLC. The total fee will never exceed 3% of the assets managed per year. The fees are split between Gradient Investments and Iron Horse. Examples of annual fees are:
- Strategic & Tactical, Allocation & Defined Outcome Portfolios: 1.50% total (0.50% to Gradient Investments, 1.00% to Iron Horse)
- Preservation Portfolios: 1.00% total (0.40% to Gradient Investments, 0.60% to Iron Horse)
- Private Wealth Portfolios: 1.50% total (0.50% to Gradient Investments, 1.00% to Iron Horse)
For Client Directed Accounts, a flat fee of $300 is charged by Gradient Investments.
Iron Horse also offers investment management through Orion Portfolio Solutions. Iron Horse charges an annual investment advisory fee of no more than 1.00%. This fee may be negotiable. Orion Portfolio Solutions also charges fees for administration, account maintenance, and strategist fees.
Location
Mcpherson, KS
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jaime is the Vice President of Marketing at Gradient Financial Group, dedicating full-time hours to this role. Jaime also owns Iron Horse Retirement LLC, where he works as an insurance agent selling fixed insurance products for a few hours per week, and Iron Horse Properties LLC, a real estate ownership business, dedicating about 10-20% of his time.
Employment History
Current Registrations
Iron Horse Financial Services LLC
Previous Registrations
Paladin Financial
Gradient Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.