KS
CFP
KS
CFP
Kathleen Small
21 Years of Experience
Port Saint Lucie, FL
1 DisclosureBrokerSells Insurance
Kathleen Small is a CFP-designated registered investment advisor, based in Port Saint Lucie, FL, with 21 years of industry experience.
Location
Port Saint Lucie, FL
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Regulatory History (1)
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Criminal
February 1977Final Disposition
Other Business ActivitiesSells Insurance
Kathleen is affiliated with Avantax Insurance Agency and/or Avantax Insurance Services and sells equity indexed annuities. This activity requires minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
August 2025 - Present · 9 mos
Previous Registrations
Avantax Advisory Services
January 2005 - September 2025 · 20 yrs 8 mos
Avantax Investment Services, INC.Broker
November 2004 - September 2025 · 20 yrs 10 mos
State Registrations5 states
FLMNNHNJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.