TP
CFP
TP
CFP
Thomas Pollock
9 Years of Experience
Port Saint Lucie, FL
1 DisclosureBrokerSells Insurance
Thomas Pollock is a CFP-designated registered investment advisor, based in Port Saint Lucie, FL, with 9 years of industry experience.
Location
Port Saint Lucie, FL
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Regulatory History (1)
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Employment Separation After Allegations
June 2020Other Business ActivitiesSells Insurance
Thomas works as a financial advisor at Brendon Pierson Inc., focusing on financial and tax planning, investment guidance, and client management. He also works as an insurance agent for Avantax Insurance Agency/Services, dedicating a few hours per week to selling approved insurance products.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Cetera Wealth Services, LLC
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
August 2025 - Present · 11 mos
Previous Registrations
Avantax Investment Services, INC.Broker
May 2025 - September 2025 · 4 mos
Avantax Advisory Services
January 2025 - September 2025 · 8 mos
Alpha Beta Gamma Wealth Management
January 2021 - January 2025 · 4 yrs
UBS Financial Services INC.
January 2016 - July 2020 · 4 yrs 6 mos
UBS Financial Services INC.Broker
November 2015 - July 2020 · 4 yrs 8 mos
State Registrations6 states
CTFLGAMINJPA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.