MK
MK

Michael Kman

20 Years of Experience
Tampa, FL
1 DisclosureBroker

Michael Kman is a registered investment advisor at Cetera Investment Advisers LLC, based in Tampa, FL, with 20 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
Loading...

Location

1715 N Westshore Boulevard, Suite 260, Tampa, FL, 33607

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2018
Denied
Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2025 - Present · 1 yr 8 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 8 mos
Previous Registrations
Morgan Stanley
December 2012 - March 2025 · 12 yrs 3 mos
Morgan StanleyBroker
December 2012 - March 2025 · 12 yrs 3 mos
VALIC Financial Advisors, INC.Broker
April 2009 - August 2011 · 2 yrs 4 mos
VALIC Financial Advisors, INC.
April 2009 - August 2011 · 2 yrs 4 mos
Harris Investor Services, INC.
March 2007 - December 2008 · 1 yr 9 mos
Harris Investor Services, INC.Broker
March 2007 - December 2008 · 1 yr 9 mos
Ameriprise Financial Services, INC.
March 2005 - January 2007 · 1 yr 10 mos
Ameriprise Financial Services, INC.Broker
December 2004 - January 2007 · 2 yrs 1 mo
Ids Life Insurance CompanyBroker
December 2004 - July 2006 · 1 yr 7 mos
State Registrations38 states
ALARAZCACOCTDEFLGAIDILINKSKYLAMAMDMIMNMOMTNCNDNJNMNVNYOHOKPAPRRISCTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors