RG
RG

Ryan Groose

21 Years of Experience
Springfield, MO
2 DisclosuresBroker

Ryan Groose is a registered investment advisor at Morgan Stanley, based in Springfield, MO, with 21 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

1535 East Primrose Street, Springfield, MO, 65804

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2016
Settled
Customer Dispute
May 2006
Closed-No Action
Other Business Activities

Ryan owns Groose Farm and Groose Farms LLC, spending about a quarter of his time on the farm outside of trading hours. He is also a board member for Dadeville R-II School and on the Finance Committee for the Missouri Cattlemen's Association, dedicating minimal time to each.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
December 2007 - June 2009 · 1 yr 6 mos
Citigroup Global Markets INC.Broker
August 2007 - June 2009 · 1 yr 10 mos
A. G. Edwards & Sons, INC.Broker
December 2004 - August 2007 · 2 yrs 8 mos
State Registrations28 states
ALARAZCACOFLGAIDILKSLAMAMIMNMONCNHNVNYOHOKRISCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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