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Brian Johnson

Cetera Investment Advisers LLC
21 Years of Experience
Indianapolis, IN
1 DisclosureBroker
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Brian Johnson is a registered investment advisor at Cetera Investment Advisers LLC, based in Indianapolis, IN, with 21 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

10194 Crosspoint Boulevard, Suite # 100, Indianapolis, IN, 46256

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History

Regulatory History (1)
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Customer Dispute
September 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brian owns rental property and leads a business networking event called H7 Network. He spends a few hours per week on the networking event.

Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 4 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Advisory Services, LLC
December 2014 - June 2019 · 4 yrs 6 mos
Foresters Financial Services, INC.Broker
December 2004 - June 2019 · 14 yrs 6 mos
State Registrations21 states
AZCACOFLGAILINLAMDMIMOMSNCNYOHPASCSDTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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