BJ
BJ

Brian Johnson

21 Years of Experience
Indianapolis, IN
1 DisclosureBroker

Brian Johnson is a registered investment advisor, based in Indianapolis, IN, with 21 years of industry experience.

Location

10194 Crosspoint Boulevard, Suite # 100, Indianapolis, IN, 46256

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Denied
Other Business Activities

Brian owns rental property and leads a business networking event called H7 Network. He spends a few hours per week on the networking event.

Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 7 yrs 3 mos
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 3 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 3 mos
Previous Registrations
Foresters Advisory Services, LLC
December 2014 - June 2019 · 4 yrs 6 mos
Foresters Financial Services, INC.Broker
December 2004 - June 2019 · 14 yrs 6 mos
State Registrations21 states
AZCACOFLGAILINLAMDMIMOMSNCNYOHPASCSDTNTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Johnson - Financial Advisor | TrueAdvisor