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Brett Fisher

Cetera Investment Advisers LLC
19 Years of Experience
Indianapolis, IN
4 DisclosuresBroker
View SEC Summary
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Brett Fisher is a registered investment advisor at Cetera Investment Advisers LLC, based in Indianapolis, IN, with 19 years of industry experience. Brett is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

8711 River Crossing Blvd, Indianapolis, IN, 46240

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2014
Closed-No Action
Customer Dispute
April 2014
Settled
Customer Dispute
March 2011
Settled
Criminal
January 2004
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Brett is a board member for Noblesville United Soccer Club and Noblesville Youth Baseball, assisting with fundraising and organization. These activities require minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2015 - Present · 11 yrs 1 mo
Cetera Investment Services LLCBroker
September 2015 - Present · 11 yrs 1 mo
Previous Registrations
The Huntington Investment Company
March 2010 - August 2015 · 5 yrs 5 mos
The Huntington Investment CompanyBroker
March 2010 - August 2015 · 5 yrs 5 mos
Morgan Keegan & Company, INC.Broker
July 2008 - March 2010 · 1 yr 8 mos
Morgan Keegan & Company, INC.
July 2008 - March 2010 · 1 yr 8 mos
Citigroup Global Markets INC.
April 2007 - June 2008 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
February 2007 - June 2008 · 1 yr 4 mos
State Registrations1 state
IN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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