Nancy Bullock-Swanson
Nancy Bullock-Swanson is a registered investment advisor at Independent Wealth Network, INC., based in Phoenix, AZ, with 21 years of industry experience. Nancy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 1,460 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Management fees are negotiated directly with your investment advisor representative, ranging from a minimum firm program fee of 0.10% up to a maximum of 2.50% per year based on the average daily value of eligible assets.
Fee Estimator
Location
1202 E Maryland Ave Suite 1J, Phoenix, AZ, 85014
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Nancy is the President of Preferred Wealth Management, dedicating full-time hours to day-to-day operations. She also engages in insurance sales and brokerage services through various entities, dedicating about 10-20% of her time to each.
Employment History
Current Registrations
Independent Wealth Network, INC.
Previous Registrations
Brokers International Financial Services, LLC.Broker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Cetera Advisor Networks LLCBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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