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Mark Woodfield

Centaurus Financial, INC.
21 Years of Experience
Scottsdale, AZ
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Woodfield is a registered investment advisor at Centaurus Financial, INC., based in Scottsdale, AZ, with 21 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.

Centaurus Financial, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
441 advisors
Number of Clients
45,336 clients
Average Client Portfolio
$215K average
Assets Under Management
$9.7B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

8753 E. Bell Road, Suite #101, Scottsdale, AZ, 85260

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2015
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark owns Mark T. Woodfield LLC for managing business income and expenses and is affiliated with Spivak Financial Group for branding purposes. He also works as an agent selling various insurance products, including life, annuities, long-term care, disability, and health insurance, dedicating a few hours per week, and works as a marketing consultant for Equitable, spending about 10-20% of his time on sales and marketing of variable universal life insurance.

Employment History
Current Registrations
Centaurus Financial, INC.
March 2012 - Present · 14 yrs 7 mos
Centaurus Financial, INC.Broker
May 2008 - Present · 18 yrs 5 mos
Previous Registrations
AXA Advisors, LLCBroker
March 2008 - June 2008 · 3 mos
Metlife Securities INC.Broker
February 2005 - March 2008 · 3 yrs 1 mo
Metropolitan Life Insurance CompanyBroker
February 2005 - July 2007 · 2 yrs 5 mos
State Registrations34 states
AKAZCACODEFLHIIAILKYMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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