TrueAdvisor
TrueAdvisor
AK
CFP
AK
CFP

Aaron Kim

Voya Financial Advisors, INC.
20 Years of Experience
Lisle, IL
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Aaron Kim is a CFP-designated registered investment advisor at Voya Financial Advisors, INC., based in Lisle, IL, with 20 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 7 more. Their firm serves 16,336 clients with $3.9B in assets under management.

Voya Financial Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
752 advisors
Number of Clients
16,336 clients
Average Client Portfolio
$237K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.75%
$250K - $500K2.75%
$500K - $1.0M2.50%
$1.0M - $2.0M2.35%
$2.0M - $5.0M2.10%
$5.0M - $10.0M2.05%
$10M+2.00%

Schedule reflects the Unified Managed Account Program maximum total annual client fee. The Fidelity Program (closed to new clients) has separate tiers up to 1.00%. Third-party programs range from 0.75% to 2.50%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2525 Cabot Drive, Suite 100R, Lisle, IL, 60532

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Aaron is an independent insurance agent selling fixed insurance products since 2015. This activity is investment-related.

Employment History
Current Registrations
Voya Financial Advisors, INC.
March 2016 - Present · 10 yrs 7 mos
Voya Financial Advisors, INC.Broker
May 2015 - Present · 11 yrs 5 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - June 2014 · 1 yr 8 mos
J.P. Morgan Securities LLCBroker
October 2012 - June 2014 · 1 yr 8 mos
Chase Investment Services CORP.
March 2012 - October 2012 · 7 mos
Chase Investment Services CORP.Broker
March 2012 - October 2012 · 7 mos
VALIC Financial Advisors, INC.
November 2007 - March 2012 · 4 yrs 4 mos
VALIC Financial Advisors, INC.Broker
November 2007 - March 2012 · 4 yrs 4 mos
VALIC Financial Advisors, INC.
November 2007 - November 2007 · 0 mos
Ameriprise Financial Services, INC.
February 2005 - November 2007 · 2 yrs 9 mos
Ameriprise Financial Services, INC.Broker
February 2005 - November 2007 · 2 yrs 9 mos
Ids Life Insurance CompanyBroker
February 2005 - July 2006 · 1 yr 5 mos
State Registrations19 states
AZCACTDCFLILINMDMIMNMONCNYRISCTNTXUTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Lisle, IL →All financial advisors in Illinois →