TrueAdvisor
TrueAdvisor
TK
TK

Thomas Kavanaugh

Wells Fargo Advisors
21 Years of Experience
Jacksonville, FL
1 DisclosureBroker
View SEC Summary
View SEC Summary

Thomas Kavanaugh is a registered investment advisor at Wells Fargo Advisors, based in Jacksonville, FL, with 21 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

5011 Gate Parkway, Suite 200 Building 100, Jacksonville, FL, 32256

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2008
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Thomas owns a condo in Crescent Beach, FL, as a rental property since May 2023. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors
August 2023 - Present · 3 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2017 - August 2023 · 5 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - August 2023 · 5 yrs 11 mos
UBS Financial Services INC.
January 2005 - September 2017 · 12 yrs 8 mos
UBS Financial Services INC.Broker
December 2004 - September 2017 · 12 yrs 9 mos
State Registrations9 states
ALFLILINNCNYPARIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Jacksonville, FL →All financial advisors in Florida →