LB
CFP
LB
CFP

Laura Batson

16 Years of Experience
Charlotte, NC
Broker

Laura Batson is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Charlotte, NC, with 16 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

4350 Congress St, Suite 400, Charlotte, NC, 28209

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
November 2022 - Present · 3 yrs 6 mos
Robert W. Baird & CO. Incorporated
May 2022 - Present · 4 yrs
Robert W. Baird & CO. IncorporatedBroker
May 2022 - Present · 4 yrs
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
November 2014 - May 2022 · 7 yrs 6 mos
Royal Alliance Associates, INC.Broker
November 2007 - May 2013 · 5 yrs 6 mos
State Registrations31 states
AZCACOCTDCDEFLGAINKSKYMAMDMEMINCNENHNJNMNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Laura Batson - Financial Advisor | TrueAdvisor