David Tomita
David Tomita is a registered investment advisor at Cetera Investment Advisers LLC, based in Kingsport, TN, with 19 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
4105 Fort Henry Drive, Kingsport, TN, 37663
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is a Tennessee Alcoholic Beverage Commissioner, spending minimal time per week meeting with the board. He is also a Washington County Commissioner, dedicating a few hours per week to this role.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
Ftb Advisors, INC.
Ftb Advisors, INC.
Ftb Advisors, INC.Broker
Ftb Advisors, INC.
UBS Financial Services INC.
UBS Financial Services INC.Broker
Allstate Financial Services, LLCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.