JD
JD

John Dirks

21 Years of Experience
Charleston, SC
Broker

John Dirks is a registered investment advisor at Wells Fargo Advisors, based in Charleston, SC, with 21 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Charleston, SC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is the Parish Finance Council Chair for the Cathedral of Saint John the Baptist, advising the rector on financial matters for minimal time. He also has 100% ownership of LGS & Company LLC, a finext practice, dedicating minimal time.

Employment History
Current Registrations
Wells Fargo Advisors
April 2016 - Present · 10 yrs 3 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2016 - Present · 10 yrs 3 mos
Previous Registrations
UBS Financial Services INC.
February 2005 - April 2016 · 11 yrs 2 mos
UBS Financial Services INC.Broker
February 2005 - April 2016 · 11 yrs 2 mos
State Registrations9 states
FLILINMAMDNCPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.