FP
FP
Frederik Pioro
20 Years of Experience
Phoenix, AZ
1 DisclosureBroker
Frederik Pioro is a registered investment advisor at Charles Schwab & CO., INC., based in Phoenix, AZ, with 20 years of industry experience. Frederik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
4750 E Francisco, Phoenix, AZ, 85044
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
July 2022Pending
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2014 - Present · 12 yrs 4 mos
Charles Schwab & CO., INC.Broker
June 2006 - Present · 19 yrs 11 mos
Previous Registrations
Charles Schwab & CO., INC.
June 2006 - December 2012 · 6 yrs 6 mos
Edward Jones
October 2005 - April 2006 · 6 mos
Edward JonesBroker
October 2005 - April 2006 · 6 mos
UBS Financial Services INC.
February 2005 - October 2005 · 8 mos
UBS Financial Services INC.Broker
January 2005 - October 2005 · 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.