Geoffrey Harris
Geoffrey Harris is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Milwaukee, WI, with 14 years of industry experience. Geoffrey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
720 E Wisconsin Ave, Milwaukee, WI, 53202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Geoffrey works as a driver for Lyft and a shopper for Instacart. Both activities are non-financial services and require minimal time.
Employment History
Current Registrations
Northwestern Mutual Investment Services, LLCBroker
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLC
Previous Registrations
Scottrade Investment Management
Scottrade, INC.Broker
Wells Fargo Advisors, LLCBroker
Wells Fargo Advisors, LLC
Freedom One Investment Advisors, INC.
Gwfs Equities, INC.Broker
Wells Fargo Funds Distributor, LLCBroker
Strong Investments, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.