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Edward a Suero

12 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingEstate PlanningTax Planning
Compensation
Fee-Only (AUM)
Firm Size
45 advisors
Number of Clients
3,888 clients
Average Client Portfolio
$472K average
Assets Under Management
$1.8B

Fee Structure

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Location

16130 Ventura Blvd, 6th floor, Suite 670, Encino, CA, 91436

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Edward provides investment advisory services through Golden State Wealth Management, LLC, dedicating full-time hours to this activity. He is also the founder and content creator for Be Grounded Inc, focusing on transformative mindfulness and meditation, which takes about 10-20% of his time.

Employment History
Current Registrations
Golden State Wealth Management, LLC
June 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
May 2023 - Present · 2 yrs 9 mos
LPL Financial LLCBroker
May 2023 - Present · 2 yrs 9 mos
Previous Registrations
LPL Financial LLC
May 2021 - May 2023 · 2 yrs
LPL Financial LLCBroker
May 2021 - May 2023 · 2 yrs
Unionbanc Investment Services, LLCBroker
June 2017 - December 2020 · 3 yrs 6 mos
Unionbanc Investment Services, LLC
June 2017 - December 2020 · 3 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2015 - June 2017 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2014 - June 2017 · 2 yrs 6 mos
Wachovia Securities, LLCBroker
February 2005 - August 2006 · 1 yr 6 mos
State Registrations6 states
AZCACTFLHINV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.