Kathleen Lindquist
Kathleen Lindquist is a CFP-designated registered investment advisor at United Planners' Financial Services of America a Limited Partner, based in San Diego, CA, with 20 years of industry experience. Kathleen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 30,369 clients with $13B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
United Planners does not set a firm-wide investment management fee schedule. Instead, your advisor will determine an advisory fee based on the complexity of your portfolio, the services provided, and the platform used.
- The maximum annual advisory fee cannot exceed 3% of your portfolio.
- Depending on the account type (such as Pershing UPlan or third-party custodian accounts), there may be additional administration or program fees ranging from 0.05% to 0.19% per year, or flat monthly fees (such as $8 per month for certain custodian accounts).
- Your advisor will discuss and agree upon the specific fee structure with you before managing your investments.
Location
11440 W. Bernardo Ct., Ste. 300, San Diego, CA, 92127
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is an agent for non-variable insurance since 2020 and the founder of Sustainable Financial Planning, a DBA for marketing purposes. She also co-owns real estate rental properties since 2022.
Employment History
Current Registrations
United Planners' Financial Services of America a Limited Partner
United Planners' Financial Services of America a Limited PartnerBroker
Previous Registrations
San Diego Wealth Management, LLC
Sagepoint Financial, INC.Broker
Commonwealth Financial NetworkBroker
Chase Investment Services CORP.Broker
Wamu Investments, INC.Broker
First Investors CorporationBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Eduardo TorresUnited Planners' Financial Services of America a Limited Partner
- Douglas HallUnited Planners' Financial Services of America a Limited Partner
- Diane Bienke, CFPJ.P. Morgan Securities LLC
- Gabriel Adams, CFPCreative Planning
- Matthew Luckham, CFPLPL Financial LLC
- Brett Pernicano, CFA, CFP, ChFCCorient