Katie Buck
Katie Buck is a registered investment advisor at Buck Wealth Strategies, LLC, based in Honolulu, HI, with 21 years of industry experience. Katie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Retirement Planning, and 1 more. Their firm serves 2,371 clients with $570M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Buck Wealth Strategies manages your investments for a fee based on a percentage of the assets they manage. The specific fee is agreed upon in your Investment Management Agreement and may vary based on the size of your account and the complexity of your portfolio. The maximum annual advisory fee is 1.50%. Fees are billed monthly. Employees and their family-related accounts are charged a reduced fee.
Location
55 Merchant St., Suite 2100, Honolulu, HI, 96813
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katie is the CEO of E.A. Buck Insurance DBA E.A. Buck Financial Services, engaging in insurance sales full-time since 2004. She also holds various other positions, including registered representative with Madison Avenue Securities, LLC, and president/board chair for Buck Wealth Strategies and Buck Financial Services Outer Banks, and director of LTC Pro LLC DBA Federal Benefits Made Simple.
Employment History
Current Registrations
Buck Wealth Strategies, LLC
Madison Avenue Securities, LLCBroker
Previous Registrations
Ae Wealth Management, LLC
Spc
Parkland Securities, LLCBroker
H. Beck, INC.
H. Beck, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.